• What does The Securities and Exchange Commission do?

    Any questions? The Securities and Exchange Commission is a government entity created to regulate the trading in securities such as stocks and bonds. The "SEC" as it is known was created after the Great Depression to protect the public by regulating the trading in stocks and bonds. The goal is for the average investor, Joe Q, to have access to the same information as the executives who oversee or work for the public companies that are traded on the exchanges. All public companies must file their results with the SEC on a periodic basis, usually each quarter so that the public has access to the same information as the company executives. Also, the SEC makes sure that the "insiders" who work for the companies, do not have an unfair advantage to invest or trade in securities based on "inside"...

    published: 14 Feb 2013
  • SEC - The United States Securities And Exchange Commission

    What is SEC? The United States Securities and Exchange Comission was founded years and years ago to protect participants of the stock market. SEC offers services for investors and traders. You can use SEC EDGAR search to find financial information about any public stock. The United States Securities and Exchange Commission was create to protect participants of the stock market and to regulate buying and selling processess.

    published: 17 Feb 2015
  • Security and Exchange Commission (SEC)

    In a post stock market crash commercial, I tell you everything that you need to know about the Security and Exchange Commission (SEC) implemented by Franklin D. Roosevelt. Beware of the over exaggerated personalities and expressions. I hope you all enjoy my not so good attempt at being funny... Watching this video will only take... you guessed it... A "SEC"

    published: 06 Apr 2015
  • Breaking News: SEC Launchings Its Own ICO (For Educational Purposes)

    Breaking News: SEC Launchings Its Own ICO (For Educational Purposes) Subscribe: http://bit.ly/CryptoCoinNewsYT The U.S. Securities and Exchange Commission has launched a fake initial coin offering to teach investors how to spot scams. The creative parody ICO includes all the information you'd expect including the whitepaper, team details (which are actually SEC employees) and rather attractive returns. However, when users click the “Buy Coins Now” button, they are directed to the SEC website which features educational tips on how to spot too-good-to-be-true deals. Eagle-eyed investors should immediately be suspicious of the ICO name “The HoweyCoin”, a reference to the Howey test, which is used to determine if an investment product should be a registered security. In a statement, the SEC...

    published: 17 May 2018
  • What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

    Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operat...

    published: 17 Nov 2015
  • Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission...

    BTC: 174V3C7GThSEU4rVsaqEfCfwUCYFRWhe1y LTC: LS15CiYM4e7H5vWicByhvMUbBGvrBav83g ETH: 0x942554b0afcc2cd40596f8e0bfa2eaf220094a72 Source: https://www.banking.senate.gov/public/index.cfm/2018/2/virtual-currencies-the-oversight-role-of-the-u-s-securities-and-exchange-commission-and-the-u-s-commodity-futures-trading-commission

    published: 06 Feb 2018
  • Securities And Exchange Commission

    An Easy Overview Of The Securities And Exchange Commission

    published: 06 Nov 2012
  • Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission

    Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission This is a video I believe anyone investing or getting into cryptocurrency should watch, understand, and learn. This meeting alone has been one of the reasons that nearly all cryptocurrencies are rising. The government can not regulate and is having problems with their own internal guidelines and rules for stocks, bonds, 401k, currency, and a whole bunch more. Why are they getting their hands into cryptocurrency? They do not have anything under control now. Should they start regulating Pokemon Cards as well? Some really good points being brought up for example with Russia and India wanting to create their own Cryptocurrency how will the United States t...

    published: 07 Feb 2018
  • Work at the Securities and Exchange Commission

    The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. A career with the Securities and Exchange Commission offers . . . Work that is exciting, challenging and meaningful. Experience working on cutting edge issues and an opportunity to make a difference for investors in America. Careers that broaden and deepen your already accomplished knowledge, skills and abilities. Opportunity to contribute to the future of investing in the United States. A challenging environment to work and learn with the nation's experts. Benefits, compensation, training, career expansion and a balance with your personal life.

    published: 09 Jan 2009
  • Securities and Exchange Commision SEC or Self Regulation?

    The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. If they have failed in the past, why should they be granted more power to fail in the future?

    published: 11 Jul 2015
  • SEC - Security & Exchange Commission - USA

    Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing publi...

    published: 07 Mar 2016
  • Securities and Exchange Commission

    published: 05 Feb 2014
  • Security and Exchange Commission Ruling.mov

    This week Dave talks about the Security and Exchange Commission ruling. The SEC changed a rule reversing a previous position regarding companies responding to shareholder resolutions.

    published: 04 May 2010
  • Securities and Exchange Commissions History Video

    SWAG

    published: 03 Mar 2011
  • What is the Securities and Exchange Commission?

    http://thebusinessprofessor.com/what-is-the-securities-and-exchange-commission/ What is the Securities and Exchange Commission?

    published: 10 Jun 2016
  • Security and Exchange Commission

    Mrs.Gann 3rd Period Co-Op Class PaperSlide Project

    published: 14 Nov 2013
  • The United States Securities and Exchange Commission (SEC) Investigations

    Understanding the SEC and what may trigger an SEC investigation are important considerations for foreign investors. Having your company investigated by the SEC is something any investor should avoid at all costs. Mayer Brown partner Richard Rosenfeld shares tips for avoiding such an investigation.

    published: 07 Aug 2017
  • Securities and Exchange Commission (Philippines)

    See Securities and Exchange Commission for other similarly named organizations in other countries The Securities and Exchange Commission is the agency of the Government of the Philippines responsible for regulating the securities industry in the Philippines. The SEC is an agency within the Office of the President of the Philippines. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video

    published: 08 Dec 2015
  • I called the Securities & Exchange Commission. What they told me was SHOCKING !

    I wanted to know if a purchase of a stock i wanted to make would violate insider trading laws. more than a month ago I met with a company who wanted to invest in one of my portfolio companies. We never discussed their business. Only ours. But I liked the company. The next week their stock fell significantly after their earnings report. It was now at a price I wanted to buy it.The only non public information i have is that they have an interest in one of my companies. Would it be insider trading if i bought the stock ? I called the SEC to see if I could get this question answered. What I found shocked even me.

    published: 15 Aug 2014
  • Philippines Securities and Exchange Commission Finalizing Cryptocurrency Regulations for 2018

    On Jan. 29, Philippine SEC Commissioner Emilio Aquino said the agency is finalizing cryptocurrency regulations for 2018.

    published: 30 Jan 2018
  • Securities and Exchange Commission-- Failing Investors

    Why the SEC does not protect the interests of investors. An insider's view.

    published: 11 Mar 2010
  • Introduction to The Securities And Exchange Commission of Pakistan (SECP)

    This video production is presented by London View Chambers, a set of Barristers' Chambers that is headquartered in London. The Barristers at London View Chambers specialise, amongst other areas of law, in financial regulation and compliance in European, North American and Asian continents. The Securities and Exchange Commission of Pakistan is the regulator of corporate sector, capital markets, insurance sector and Non-bank Finance Corporations (NBFCs) in Pakistan. SECP is a large organisation with an array of departments and has an army of staff. It is getting even bigger, more efficient and more organised. This video explains SECP's structure, the hierarchy of its officers, the working of various departments and their inter-relationship. A production of LONDON ART & MEDIA

    published: 18 Oct 2017
  • Securities and Exchange Commission

    published: 07 Apr 2016
  • SECURITIES EXCHANGE COMMISSION

    published: 19 May 2015
developed with YouTube
What does The Securities and Exchange Commission do?
2:41

What does The Securities and Exchange Commission do?

  • Order:
  • Duration: 2:41
  • Updated: 14 Feb 2013
  • views: 25875
videos
Any questions? The Securities and Exchange Commission is a government entity created to regulate the trading in securities such as stocks and bonds. The "SEC" as it is known was created after the Great Depression to protect the public by regulating the trading in stocks and bonds. The goal is for the average investor, Joe Q, to have access to the same information as the executives who oversee or work for the public companies that are traded on the exchanges. All public companies must file their results with the SEC on a periodic basis, usually each quarter so that the public has access to the same information as the company executives. Also, the SEC makes sure that the "insiders" who work for the companies, do not have an unfair advantage to invest or trade in securities based on "inside" information that is not yet available to the public. So, the SEC is like an investment police force!
https://wn.com/What_Does_The_Securities_And_Exchange_Commission_Do
SEC - The United States Securities And Exchange Commission
3:01

SEC - The United States Securities And Exchange Commission

  • Order:
  • Duration: 3:01
  • Updated: 17 Feb 2015
  • views: 4576
videos
What is SEC? The United States Securities and Exchange Comission was founded years and years ago to protect participants of the stock market. SEC offers services for investors and traders. You can use SEC EDGAR search to find financial information about any public stock. The United States Securities and Exchange Commission was create to protect participants of the stock market and to regulate buying and selling processess.
https://wn.com/Sec_The_United_States_Securities_And_Exchange_Commission
Security and Exchange Commission (SEC)
2:15

Security and Exchange Commission (SEC)

  • Order:
  • Duration: 2:15
  • Updated: 06 Apr 2015
  • views: 404
videos
In a post stock market crash commercial, I tell you everything that you need to know about the Security and Exchange Commission (SEC) implemented by Franklin D. Roosevelt. Beware of the over exaggerated personalities and expressions. I hope you all enjoy my not so good attempt at being funny... Watching this video will only take... you guessed it... A "SEC"
https://wn.com/Security_And_Exchange_Commission_(Sec)
Breaking News: SEC Launchings Its Own ICO (For Educational Purposes)
1:02

Breaking News: SEC Launchings Its Own ICO (For Educational Purposes)

  • Order:
  • Duration: 1:02
  • Updated: 17 May 2018
  • views: 19
videos
Breaking News: SEC Launchings Its Own ICO (For Educational Purposes) Subscribe: http://bit.ly/CryptoCoinNewsYT The U.S. Securities and Exchange Commission has launched a fake initial coin offering to teach investors how to spot scams. The creative parody ICO includes all the information you'd expect including the whitepaper, team details (which are actually SEC employees) and rather attractive returns. However, when users click the “Buy Coins Now” button, they are directed to the SEC website which features educational tips on how to spot too-good-to-be-true deals. Eagle-eyed investors should immediately be suspicious of the ICO name “The HoweyCoin”, a reference to the Howey test, which is used to determine if an investment product should be a registered security. In a statement, the SEC said it "was able to build the HoweyCoins website in-house in very little time, which demonstrates just how easy it is for someone to create a scam opportunity."
https://wn.com/Breaking_News_Sec_Launchings_Its_Own_Ico_(For_Educational_Purposes)
What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance
30:14

What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

  • Order:
  • Duration: 30:14
  • Updated: 17 Nov 2015
  • views: 4499
videos
Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
https://wn.com/What_Is_The_Securities_Exchange_Commission_Is_It_Effective_U.S._Finance
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission...
2:57:09

Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission...

  • Order:
  • Duration: 2:57:09
  • Updated: 06 Feb 2018
  • views: 3360
videos
BTC: 174V3C7GThSEU4rVsaqEfCfwUCYFRWhe1y LTC: LS15CiYM4e7H5vWicByhvMUbBGvrBav83g ETH: 0x942554b0afcc2cd40596f8e0bfa2eaf220094a72 Source: https://www.banking.senate.gov/public/index.cfm/2018/2/virtual-currencies-the-oversight-role-of-the-u-s-securities-and-exchange-commission-and-the-u-s-commodity-futures-trading-commission
https://wn.com/Virtual_Currencies_The_Oversight_Role_Of_The_U.S._Securities_And_Exchange_Commission...
Securities And Exchange Commission
1:02

Securities And Exchange Commission

  • Order:
  • Duration: 1:02
  • Updated: 06 Nov 2012
  • views: 1975
videos https://wn.com/Securities_And_Exchange_Commission
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission
2:11:18

Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission

  • Order:
  • Duration: 2:11:18
  • Updated: 07 Feb 2018
  • views: 945
videos
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission This is a video I believe anyone investing or getting into cryptocurrency should watch, understand, and learn. This meeting alone has been one of the reasons that nearly all cryptocurrencies are rising. The government can not regulate and is having problems with their own internal guidelines and rules for stocks, bonds, 401k, currency, and a whole bunch more. Why are they getting their hands into cryptocurrency? They do not have anything under control now. Should they start regulating Pokemon Cards as well? Some really good points being brought up for example with Russia and India wanting to create their own Cryptocurrency how will the United States try and regulate it. (Kinda funny the USA regulating a Russian or Indian currency... Good luck) I get the primary concern is ICO and Money Laundering. But it seem the US is about to go toe to toe with other countries and trying to enforce their regulation. No one controls Bitcoin and to them they think of this as an opportunity to tax people and make money. But they are finding out their hands are tied and no one supports what they want. Things are looking good for Bitcoin and Blockchain Technology. ---------- Crypto News TV Information ---------- **Crypto News TV Telegram Chat** http://bit.ly/2nokwzk **FREE $10 in Bitcoin on Coinbase** http://bit.ly/2ipXsdU **Receive FREE Bitcoin 100% Free** http://bit.ly/2jDB0hL **Cryptocurrency Podcast on iTunes** http://apple.co/2mNKdZT Contact Info: Website: https://cryptonewstv.com/ IG: https://www.instagram.com/cryptonewstv/ Donations: BTC: 171SaTtfo6byG3QYCkh8twyu7koDbHuM4J ETH: 0xA51829b418FEdBeadbdc90cc3474026e46EaDC1e NEO: AQ9iBvwu3hwzmdKR5D3ejg2suHQXrbMFcL
https://wn.com/Virtual_Currencies_The_Oversight_Role_Of_The_U.S._Securities_And_Exchange_Commission
Work at the Securities and Exchange Commission
3:42

Work at the Securities and Exchange Commission

  • Order:
  • Duration: 3:42
  • Updated: 09 Jan 2009
  • views: 10663
videos
The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. A career with the Securities and Exchange Commission offers . . . Work that is exciting, challenging and meaningful. Experience working on cutting edge issues and an opportunity to make a difference for investors in America. Careers that broaden and deepen your already accomplished knowledge, skills and abilities. Opportunity to contribute to the future of investing in the United States. A challenging environment to work and learn with the nation's experts. Benefits, compensation, training, career expansion and a balance with your personal life.
https://wn.com/Work_At_The_Securities_And_Exchange_Commission
Securities and Exchange Commision SEC or Self Regulation?
1:44

Securities and Exchange Commision SEC or Self Regulation?

  • Order:
  • Duration: 1:44
  • Updated: 11 Jul 2015
  • views: 100
videos
The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. If they have failed in the past, why should they be granted more power to fail in the future?
https://wn.com/Securities_And_Exchange_Commision_Sec_Or_Self_Regulation
SEC - Security & Exchange Commission - USA
1:48

SEC - Security & Exchange Commission - USA

  • Order:
  • Duration: 1:48
  • Updated: 07 Mar 2016
  • views: 2904
videos
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing public. 2. The Division of Trading and Markets ensures fairness, order and efficiency in market activities. 3. The Division of Investment Management helps protect investors and encourages capital formation through oversight and regulation of the investment management industry. 4. The Division of Enforcement investigates securities law violations and initiates civil and criminal actions. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC. By Barry Norman, Investors Trading Academy - ITA
https://wn.com/Sec_Security_Exchange_Commission_USA
Securities and Exchange Commission
3:41

Securities and Exchange Commission

  • Order:
  • Duration: 3:41
  • Updated: 05 Feb 2014
  • views: 59
videos
https://wn.com/Securities_And_Exchange_Commission
Security and Exchange Commission Ruling.mov
1:03

Security and Exchange Commission Ruling.mov

  • Order:
  • Duration: 1:03
  • Updated: 04 May 2010
  • views: 20
videos
This week Dave talks about the Security and Exchange Commission ruling. The SEC changed a rule reversing a previous position regarding companies responding to shareholder resolutions.
https://wn.com/Security_And_Exchange_Commission_Ruling.Mov
Securities and Exchange Commissions History Video
3:33

Securities and Exchange Commissions History Video

  • Order:
  • Duration: 3:33
  • Updated: 03 Mar 2011
  • views: 476
videos https://wn.com/Securities_And_Exchange_Commissions_History_Video
What is the Securities and Exchange Commission?
2:02

What is the Securities and Exchange Commission?

  • Order:
  • Duration: 2:02
  • Updated: 10 Jun 2016
  • views: 267
videos
http://thebusinessprofessor.com/what-is-the-securities-and-exchange-commission/ What is the Securities and Exchange Commission?
https://wn.com/What_Is_The_Securities_And_Exchange_Commission
Security and Exchange Commission
0:48

Security and Exchange Commission

  • Order:
  • Duration: 0:48
  • Updated: 14 Nov 2013
  • views: 9
videos
Mrs.Gann 3rd Period Co-Op Class PaperSlide Project
https://wn.com/Security_And_Exchange_Commission
The United States Securities and Exchange Commission (SEC) Investigations
2:46

The United States Securities and Exchange Commission (SEC) Investigations

  • Order:
  • Duration: 2:46
  • Updated: 07 Aug 2017
  • views: 213
videos
Understanding the SEC and what may trigger an SEC investigation are important considerations for foreign investors. Having your company investigated by the SEC is something any investor should avoid at all costs. Mayer Brown partner Richard Rosenfeld shares tips for avoiding such an investigation.
https://wn.com/The_United_States_Securities_And_Exchange_Commission_(Sec)_Investigations
Securities and Exchange Commission (Philippines)
2:35

Securities and Exchange Commission (Philippines)

  • Order:
  • Duration: 2:35
  • Updated: 08 Dec 2015
  • views: 2344
videos
See Securities and Exchange Commission for other similarly named organizations in other countries The Securities and Exchange Commission is the agency of the Government of the Philippines responsible for regulating the securities industry in the Philippines. The SEC is an agency within the Office of the President of the Philippines. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
https://wn.com/Securities_And_Exchange_Commission_(Philippines)
I called the Securities & Exchange Commission. What they told me was SHOCKING !
6:13

I called the Securities & Exchange Commission. What they told me was SHOCKING !

  • Order:
  • Duration: 6:13
  • Updated: 15 Aug 2014
  • views: 13843
videos
I wanted to know if a purchase of a stock i wanted to make would violate insider trading laws. more than a month ago I met with a company who wanted to invest in one of my portfolio companies. We never discussed their business. Only ours. But I liked the company. The next week their stock fell significantly after their earnings report. It was now at a price I wanted to buy it.The only non public information i have is that they have an interest in one of my companies. Would it be insider trading if i bought the stock ? I called the SEC to see if I could get this question answered. What I found shocked even me.
https://wn.com/I_Called_The_Securities_Exchange_Commission._What_They_Told_Me_Was_Shocking
Philippines Securities and Exchange Commission Finalizing Cryptocurrency Regulations for 2018
1:01

Philippines Securities and Exchange Commission Finalizing Cryptocurrency Regulations for 2018

  • Order:
  • Duration: 1:01
  • Updated: 30 Jan 2018
  • views: 206
videos
On Jan. 29, Philippine SEC Commissioner Emilio Aquino said the agency is finalizing cryptocurrency regulations for 2018.
https://wn.com/Philippines_Securities_And_Exchange_Commission_Finalizing_Cryptocurrency_Regulations_For_2018
Securities and Exchange Commission-- Failing Investors
5:44

Securities and Exchange Commission-- Failing Investors

  • Order:
  • Duration: 5:44
  • Updated: 11 Mar 2010
  • views: 463
videos
Why the SEC does not protect the interests of investors. An insider's view.
https://wn.com/Securities_And_Exchange_Commission_Failing_Investors
Introduction to The Securities And Exchange Commission of Pakistan (SECP)
23:51

Introduction to The Securities And Exchange Commission of Pakistan (SECP)

  • Order:
  • Duration: 23:51
  • Updated: 18 Oct 2017
  • views: 1249
videos
This video production is presented by London View Chambers, a set of Barristers' Chambers that is headquartered in London. The Barristers at London View Chambers specialise, amongst other areas of law, in financial regulation and compliance in European, North American and Asian continents. The Securities and Exchange Commission of Pakistan is the regulator of corporate sector, capital markets, insurance sector and Non-bank Finance Corporations (NBFCs) in Pakistan. SECP is a large organisation with an array of departments and has an army of staff. It is getting even bigger, more efficient and more organised. This video explains SECP's structure, the hierarchy of its officers, the working of various departments and their inter-relationship. A production of LONDON ART & MEDIA
https://wn.com/Introduction_To_The_Securities_And_Exchange_Commission_Of_Pakistan_(Secp)
Securities and Exchange Commission
2:45

Securities and Exchange Commission

  • Order:
  • Duration: 2:45
  • Updated: 07 Apr 2016
  • views: 47
videos
https://wn.com/Securities_And_Exchange_Commission
SECURITIES EXCHANGE COMMISSION
5:04

SECURITIES EXCHANGE COMMISSION

  • Order:
  • Duration: 5:04
  • Updated: 19 May 2015
  • views: 433
videos
https://wn.com/Securities_Exchange_Commission
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